虎嗅

"Replacing Peer Review with Governmental Decrees? The US Plans Major Reforms to Its Research Funding System"

原文:用政令替代同行评议?美将大刀阔斧改革科研资助体系

Summary of Key Points

The White House has released a 412-page proposal for reforming federal scientific research funding, which is scheduled to take effect on October 1st and will apply to all federal research institutions, including the NIH (National Institutes of Health) and NSF (National Science Foundation). The core of the reform involves giving government officials control over project evaluations, relaxing restrictions on mid-term funding cuts, and limiting international cooperation. However, the scientific community has unanimously opposed it, arguing that this will politicize research and undermine academic freedom. Currently, there is a standoff between the two parties, and the final form of the bill remains uncertain.

I. What Does the Reform Change?

The five main provisions of the proposal strike directly at the pain points in the scientific research community:

1. Evaluation Power Shifts from Experts to Officials: In the past, scientific projects were approved by experts within the same field (peer review). Now, they must first go through the approval process by government-appointed officials, who make decisions based on “national interests” and government directives, with expert opinions serving only as a reference. This means that project selection is no longer determined by industry peers but by government leaders.

2. Project Funding Can Be Canceled at Any Time: The government can terminate ongoing projects at will simply by stating they do not meet priority criteria, without giving researchers the opportunity to appeal. Previously, the NIH was sued for unjustly cutting funding, and more than 600 projects were reinstated after the lawsuit. This new provision is likely intended to avoid such litigation.

3. International Cooperation Is Restricted: There is a clear ban on using federal funds for cooperation with “hostile entities abroad.” Although specific countries are not named, the proposal cites the Wolf Amendment, which restricts space cooperation between the US and China, implying that it is aimed at China. This will make it more difficult for US-China joint research to receive US funding.

4. Conference Funding Is Fixed in Advance: Previously, conference fees could be reimbursed or added later. Now, they must be determined at the time of project approval, meaning researchers who need to attend meetings urgently have to pay out of their own pockets.

5. Paper Publication Costs Are Shifted to Researchers: In the past, costs associated with publishing basic research papers were covered by project funding. Now, these expenses will have to be borne by the researchers themselves.

II. Why Does the Government Want to Make These Changes?

The White House’s rationale sounds “reasonable”:

  • It claims that the previous research system was influenced by extreme left-wing ideologies, with much funding being directed towards issues not in the national interest (such as environmental protection or minority groups).
  • The goal is to “increase transparency and accountability” and ensure that taxpayer money is used in areas that benefit the US, such as chip technology, AI, and biomedicine.

However, the scientific community sees this as a pretext for turning research into a political tool of the government.

III. Why Is the Scientific Community in an Outrage?

Almost all researchers oppose the changes for practical reasons:

1. Academic Freedom is Under Threat: Officials, who do not understand the intricacies of research, will select projects based on political priorities. Innovative studies that do not align with these priorities may be rejected. For example, climate change research might not receive funding if the government does not prioritize it.

2. Project Uncertainty Leads to Job Losses: Projects can be canceled at any time, potentially causing small laboratories to close and researchers to lose their jobs. Scientists at Oregon State University have warned that this could harm medical research, such as in the fields of cancer and infectious diseases.

3. Disruption of International Cooperation: Science knows no borders, and many major breakthroughs (like the COVID-19 vaccine) rely on international collaboration. Restricting cooperation with countries like China will slow down US scientific progress.

4. Increased Burden for Publishing Papers: Publication fees can range from a few thousand to tens of thousands of dollars, which is unaffordable for most researchers. Without funding, they will be unable to publish their work, affecting their career advancement.

IV. What Is the Current Situation?

With the implementation date still months away, the scientific community is in a state of panic:

  • Many teams are hesitant to apply for new projects, fearing that their funding will be cut.
  • Small laboratories that rely on federal funds are starting to lay off staff and reduce their research activities.
  • The scientific community is protesting vigorously: Nearly 2,000 people attended an online meeting, submitting more than 3,500 objections, and legal action is a possibility.

Whether the bill will be revised remains uncertain. If the protests are intense enough, some extreme provisions may be removed. However, if the government presses ahead with the reforms, US scientific research could suffer significant setbacks.

V. What Is the Impact on Sino-US Scientific Cooperation?

The proposal’s reference to the Wolf Amendment (which previously restricted space cooperation between the US and China) indicates a clear intention to isolate China. In the future:

  • US researchers using federal funds for cooperation with Chinese institutions may lose their eligibility.
  • It will become much harder for Chinese scholars to obtain US funding for collaborations with American labs.
  • Fields that rely on Sino-US collaboration, such as life sciences and artificial intelligence, could be significantly impacted.

Is this reform a “optimization” or a “disaster”? The whole world is watching. If US scientific research loses its neutrality, it may lose its global leadership position.

(The translation maintains the structure of the original Chinese text, using clear and straightforward language suitable for financial journalism, while adapting the content to fit the target audience's cultural context.)