第一财经

"AI Intellectual Property Protection Included in the 14th Five-Year Plan; Determining the Ownership of AI-generated Works Becomes a Critical Issue"

原文:AI知识产权保护写入“十五五”规划,生成物权利归属成关键难题

Summary of Key Points

The core message of the "15th Five-Year Plan for Intellectual Property Protection and Utilization" is that the role of intellectual property has changed. It no longer merely serves as a "shell" for protecting innovation outcomes but has evolved into a "systematic tool" that supports the development of key technologies, facilitates the transformation of research results, enhances industrial competitiveness, and participates in the formulation of international regulations. The plan shifts the focus from the quantity of intellectual property (such as the number of patents or trademarks) to its quality, with an emphasis on generating market value. It also places special attention on emerging fields like AI and data, as well as strengthening the capacity to compete in international intellectual property matters. This marks a new phase in China's intellectual property efforts, one that is value-oriented and aims to empower development throughout the entire chain.

1. From Focusing on Patent Quantity to Evaluating Market Value

In the past, governments evaluated intellectual property based on metrics such as the number of patent applications and grants, and both companies and universities pursued these numbers to receive rewards. The new plan clearly emphasizes the market value of intellectual property, meaning that the real importance lies in whether it can be converted into money, products, or a competitive advantage. For example, the plan proposes the establishment of an "intellectual property market" where intellectual property can be traded and priced, similar to houses or stocks, and it calls for the tracking of transaction prices and the effectiveness of patent conversions. Local governments are no longer simply rewarded for issuing patents but are encouraged to build platforms for conversion and provide financial services such as patent financing. For companies, intellectual property is no longer just a legal requirement; it has become a crucial tool for financing, entering new markets, and expanding internationally. Universities must consider whether their technologies are in demand by the market and whether they can be commercialized before applying for patents, rather than applying them merely to fulfill quotas.

2. Intellectual Property as a Precursor to New Productive Forces

"New productive forces" refer to those driven by advanced technologies such as AI, quantum computing, and biotechnology. The plan calls for increased support for intellectual property that facilitates the development of these new technologies, indicating that protection should start at the beginning of research and development. For instance, when undertaking major scientific projects, patent strategies should be established in advance to prevent others from claiming rights. When working on critical core technologies, intellectual property management should be integrated with research and development. This approach ensures that newly developed technologies are protected by patents and avoids bottlenecks due to incomplete patent coverage, enabling them to be quickly transformed into market-ready products.

3. Addressing Emerging Fields: Clarifying Rules for AI, Data, and Open Source

There were previously no clear rules regarding issues such as the ownership of images and text generated by AI, the protection of data used by companies, and whether the use of open-source code constitutes infringement. The plan aims to address these gaps:

  • AI and Algorithms: It will clarify the rights to AI-generated content (e.g., articles written by AI) and the rules for protecting algorithms.
  • Data: It explores the possibility of protecting data as an asset.
  • Open Source: It studies open-source license agreements, emphasizing that using open-source software requires compliance with terms (such as making modifications public), and supports the establishment of domestic open-source communities.

However, these rules cannot be established overnight. For example, it is still necessary to determine the boundaries of rights for AI-generated content and whether using training data that includes third-party material constitutes infringement. Balancing "open innovation" with corporate compliance requires pilot projects and gradual improvement through case studies.

4. Internationalization: Moving from Cooperation to a Balance of Cooperation and Competitive Response

In the past, international intellectual property efforts focused mainly on exchange and cooperation. The new plan includes more provisions for handling disputes and risk management, as Chinese companies are increasingly expanding overseas and facing more patent infringement lawsuits. The plan proposes creating a database of international dispute cases for companies to refer to, encourages insurance companies to offer intellectual property insurance, and supports the establishment of mutual assistance funds for legal defense. More importantly, "international cooperation" has been elevated to become the sixth key component, alongside creation, protection, and utilization, indicating that it is no longer a supplementary aspect but a strategic priority that encompasses all aspects of intellectual property management.

Conclusion

The essence of this plan is to transform intellectual property from a passive form of protection into an active enabler of innovation, technology development, and economic growth. For the general public, this means that more rules related to AI and data are likely to be introduced in the future. Companies will find it easier to use patents for financing, and those expanding overseas will have more confidence in dealing with patent lawsuits abroad. These changes will ultimately make innovation more valuable and industries more competitive.